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Order Regarding Exemption Rule

Order Extending Temporary Exemption of Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Last Reviewed or Updated: Dec. 18, 2006

Resources

Order Regarding Exemption Rule: SEC Issued Version (pdf 110.14 KB)

Order Regarding Exemption Rule: Federal Register Version

Federal Register version

Proposed Rule Release No. 34-54946

Proposed Rule Release No. 34-54947

Details

File Number

S7-12-01

Rule Type

Order Regarding Exemption

Release Number

34-54948

SEC Issue Date

Dec. 18, 2006

Federal Register Publish Date

Dec. 26, 2006

Document Citation

71 FR 77557

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Exemption of Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

Details

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Order Extending Temporary Exemption of Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Resources

Details