Proposed Rule

Covered Securities Pursuant to Section 18 of the Securities Act of 1933

Public Comments

Submit a Comment on S7-18-06
View Received Comments

Overview

The Securities and Exchange Commission ("SEC' or "Commission') proposes for comment an amendment to a Rule under Section 18 of the Securities Act of 1933 ("Securities Act'), as amended, to designate certain securities listed on The NASDAQ Stock Market LLC ("Nasdaq') as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements.

Last Reviewed or Updated: May 25, 2023

Resources

Proposed Rule: SEC Issued Version (pdf 132.94 KB)
Proposed Rule: Federal Register Version
2006 Federal Register version

Details

Public Comments Due
File Number
S7-18-06
Rule Type
Proposed
Release Number
33-8754
SEC Issue Date
Federal Register Publish Date
Document Citation

71 FR 67761

RIN
3235-AJ73
Notes

Covered Securities Pursuant to Section 18 of the Securities Act of 1933 File No.: S7-18-06 Comments Due: December 22, 2006 Federal Register version Comments received are available for this proposal. Submit comments on S7-18-06 Note: Amended