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Petition Rule

Amended Request for Rulemaking to Amend Rules 15c3-1 and 15c3-3 Concerning Net Capital and Collateral Treatment of Broker-Dealers' Investment in Shares of Certain Registered Investment Companies

Public Comments

View Received Comments

Last Reviewed or Updated: April 4, 2005

Resources

Petition Rule: SEC Issued Version (pdf 2.55 MB)

Details

File Number

4-478A

Rule Type

Petition

Release Number

4-478A

SEC Issue Date

April 4, 2005

Rules & Regulations

Enforcement & Litigation

Compliance

Amended Request for Rulemaking to Amend Rules 15c3-1 and 15c3-3 Concerning Net Capital and Collateral Treatment of Broker-Dealers' Investment in Shares of Certain Registered Investment Companies

Public Comments

Resources

Details

More in this Section

Amended Request for Rulemaking to Amend Rules 15c3-1 and 15c3-3 Concerning Net Capital and Collateral Treatment of Broker-Dealers' Investment in Shares of Certain Registered Investment Companies

Public Comments

Resources

Details