Final Rule

Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction

Overview

In connection with rules adopted in Release No. 34-40761 (December 8, 1998), 63 FR 70952 (December 22, 1998) ("Original Release'), the Commission is making a technical correction to the delegation of authority to the Director of the Division of Market Regulation appearing in the Commission's Rules of Practice and Investigations. Specifically, the Commission is correcting a cross- reference appearing in the delegation.

Prior Actions

Title
Proposed Amendment to Rule 19b-4, Under the Securities Exchange Act of 1934, That Would Deem the Listing and Trading of New Derivative Securities Products by Self-Regulatory Organizations To Not Be Proposed Rule Changes
Release Number
34-39885
SEC Issue Date
Federal Register Publish Date
Document Citation

63 FR 23584

RIN
3235-AH39
Notes

This is a PDF file

Resources

Proposed Rule: SEC Issued Version (pdf 126.49 KB)
Proposed Rule: Federal Register Version

Last Reviewed or Updated: April 7, 2023

Resources

Final Rule: Federal Register Version

Details

File Number
S7-13-98
Rule Type
Final
Release Number
34-40761
SEC Issue Date
Effective Date

Feb. 22, 1999

Federal Register Publish Date
Document Citation

63 FR 70952

RIN
3235-AH39
Notes

Additional materials are available for this release: PDF format: Form 19b-4(e) (https://www.sec.gov/pdf/sec2449.pdf