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Interpretive Release

Guidelines for Control Locations for Foreign Securities Pursuant to Subparagraphs (c)(4) and (c)(7) of Rule 15c3-3 Under the Securities Exchange Act of 1934

Last Reviewed or Updated: Oct. 12, 1973

Resources

Interpretive Release: SEC Issued Version (pdf 2.16 MB)

Details

Rule Type

Interpretive

Release Number

34-10429

SEC Issue Date

Oct. 12, 1973

Rules & Regulations

Enforcement & Litigation

Compliance

Guidelines for Control Locations for Foreign Securities Pursuant to Subparagraphs (c)(4) and (c)(7) of Rule 15c3-3 Under the Securities Exchange Act of 1934

Resources

Details

More in this Section

Guidelines for Control Locations for Foreign Securities Pursuant to Subparagraphs (c)(4) and (c)(7) of Rule 15c3-3 Under the Securities Exchange Act of 1934

Resources

Details