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Regulatory Release

Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity

Details

Rule Type

Notice

Release Number

34-99557

SEC Issue Date

Feb. 16, 2024 | 3:37 pm ET

Resources

34-99557

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: March 22, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity

Details

Resources

More in this Section

Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity

Details

Resources