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Notice Rule

Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W

National Securities Exchanges, Nasdaq GEMX, LLC (GEMX)

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Last Reviewed or Updated: March 7, 2024

Resources

Notice Rule: SEC Issued Version (pdf 690.32 KB)

Exhibit 5

Details

Rule Type

Notice

Release Number

34-99365

SEC Issue Date

Jan. 17, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W

Public Comments

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W

Public Comments

Resources

Details