Regulatory Release

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and To Update the Fine Schedule Applicable to Minor Violations of Certain Rules

Details

Rule Type
Release Number
34-95217
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 41798

SRO Organization

Last Reviewed or Updated: July 19, 2023