Regulatory Release

Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations

Details

Rule Type
Release Number
34-95037
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 35273

SRO Organization

Last Reviewed or Updated: July 19, 2023