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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports

Details

Rule Type

Notice

Release Number

34-91027

SEC Issue Date

Feb. 1, 2021 | 1:53 pm ET

Federal Register Publish Date

Feb. 5, 2021 | 11:41 pm ET

Document Citation

86 FR 8453

Resources

34-91027

Federal Register Version

SRO Organization

MEMX LLC (MEMX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports

Details

Resources

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports

Details

Resources