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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary IM-2020-1 (Temporary Extension for Representatives To Function as Principals)

Details

Rule Type

Notice

Release Number

34-90973

SEC Issue Date

Jan. 22, 2021 | 1:42 pm ET

Federal Register Publish Date

Jan. 28, 2021 | 4:50 am ET

Document Citation

86 FR 7437

Resources

34-90973

Federal Register Version

SRO Organization

BOX Exchange LLC (BOX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary IM-2020-1 (Temporary Extension for Representatives To Function as Principals)

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary IM-2020-1 (Temporary Extension for Representatives To Function as Principals)

Details

Resources