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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01

Details

Rule Type

Notice

Release Number

34-89509

SEC Issue Date

Aug. 7, 2020 | 2:53 pm ET

Federal Register Publish Date

Aug. 13, 2020 | 11:41 pm ET

Document Citation

85 FR 49407

Resources

34-89509

Federal Register Version

SRO Organization

MEMX LLC (MEMX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01

Details

Resources