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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified by Amendment No. 1, To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Details

Rule Type

Notice

Release Number

34-89166

SEC Issue Date

June 26, 2020 | 2:55 pm ET

Federal Register Publish Date

July 2, 2020 | 11:43 pm ET

Document Citation

85 FR 39943

Resources

Federal Register Version

SRO Organization

MIAX PEARL, LLC (PEARL)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified by Amendment No. 1, To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified by Amendment No. 1, To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Details

Resources