Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.9 To Permit In-Kind Transfers of Positions Off of the Exchange in Connection With Unit Investment Trusts ("UITs")

National Securities Exchanges, Cboe Exchange, Inc. (CBOE)

Public Comments

Submit a Comment on SR-CBOE-2020-042

Last Reviewed or Updated: April 30, 2020

Resources

Notice Rule: SEC Issued Version (pdf 180.6 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 27, 2020

File Number

SR-CBOE-2020-042

Rule Type

Notice

Release Number

34-88786

SEC Issue Date

April 30, 2020

Federal Register Publish Date

May 6, 2020

Document Citation

85 FR 26998

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.9 To Permit In-Kind Transfers of Positions Off of the Exchange in Connection With Unit Investment Trusts ("UITs")

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.9 To Permit In-Kind Transfers of Positions Off of the Exchange in Connection With Unit Investment Trusts ("UITs")

Public Comments

Resources

Details