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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members

Details

Rule Type

Notice

Release Number

34-87861

SEC Issue Date

Dec. 27, 2019 | 1:53 pm ET

Federal Register Publish Date

Jan. 3, 2020 | 11:41 pm ET

Document Citation

85 FR 378

Resources

34-87861

Federal Register Version

SRO Organization

Long-Term Stock Exchange, Inc. (LTSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members

Details

Resources