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Regulatory Release

Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(l) To Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940

Details

Rule Type

Notice

Release Number

34-87560

SEC Issue Date

Nov. 18, 2019 | 1:47 pm ET

Federal Register Publish Date

Nov. 22, 2019 | 11:28 pm ET

Document Citation

84 FR 64607

Resources

34-87560

Federal Register Version

SRO Organization

Cboe BZX Exchange, Inc. (CboeBZX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(l) To Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(l) To Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940

Details

Resources