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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker

Details

Rule Type

Notice

Release Number

34-85875

SEC Issue Date

May 16, 2019 | 3:22 pm ET

Federal Register Publish Date

May 22, 2019 | 12:33 am ET

Document Citation

84 FR 23591

Resources

34-85875

Federal Register Version

SRO Organization

NYSE American LLC (NYSEAMER)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker

Details

Resources

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker

Details

Resources