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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service

Details

Rule Type

Notice

Release Number

34-83511

SEC Issue Date

June 25, 2018 | 2:48 pm ET

Federal Register Publish Date

June 29, 2018 | 11:31 pm ET

Document Citation

83 FR 30806

Resources

34-83511

Federal Register Version

SRO Organization

The Depository Trust Company (DTC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service

Details

Resources