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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules

Details

Rule Type

Notice

Release Number

34-82601

SEC Issue Date

Jan. 30, 2018 | 2:14 pm ET

Federal Register Publish Date

Feb. 2, 2018 | 12:18 am ET

Document Citation

83 FR 4949

Resources

34-82601

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Consolidated Audit Trail Compliance Rules

Details

Resources