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Regulatory Release

Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Rule Type

Notice

Release Number

34-79938

SEC Issue Date

Feb. 2, 2017 | 1:54 pm ET

Federal Register Publish Date

Feb. 8, 2017 | 11:43 pm ET

Document Citation

82 FR 9929

Resources

Rel. No. 34-79938

Federal Register Version

SRO Organization

MIAX PEARL, LLC (PEARL)

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail

Details

Resources