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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules

Details

Rule Type

Notice

Release Number

34-79260

SEC Issue Date

Nov. 8, 2016 | 2:00 pm ET

Federal Register Publish Date

Nov. 15, 2016 | 11:52 pm ET

Document Citation

81 FR 80109

Resources

34-79260

Federal Register Version

SRO Organization

Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Cease and Desist Authority Rules

Details

Resources