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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 900.2NY(18A)

Details

Rule Type

Notice

Release Number

34-77836

SEC Issue Date

May 16, 2016 | 3:10 pm ET

Federal Register Publish Date

May 20, 2016 | 12:11 am ET

Document Citation

81 FR 31994

Resources

34-77836

Federal Register Version

SRO Organization

NYSE MKT (NYSEMKT)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 900.2NY(18A)

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 900.2NY(18A)

Details

Resources