Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

Details

Rule Type

Notice

Release Number

34-77054

SEC Issue Date

Feb. 4, 2016 | 2:13 pm ET

Federal Register Publish Date

Feb. 10, 2016 | 12:17 am ET

Document Citation

81 FR 7166

Resources

34-77054

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition

Details

Resources