Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Prescribe the Securities Traders Examination as the Qualifying Examination for Persons Associated With a Member Organization Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members

Details

Rule Type
Release Number
34-76580
SEC Issue Date
Federal Register Publish Date
Document Citation

80 FR 77035

SRO Organization

Last Reviewed or Updated: July 19, 2023