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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Establish the Securities Trader and Securities Trader Principal Registration Categories

Details

Rule Type

Notice

Release Number

34-76579

SEC Issue Date

Dec. 8, 2015 | 2:10 pm ET

Federal Register Publish Date

Dec. 11, 2015 | 12:11 am ET

Document Citation

80 FR 77058

Resources

34-76579

Federal Register Version

SRO Organization

NYSE MKT (NYSEMKT)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Establish the Securities Trader and Securities Trader Principal Registration Categories

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Establish the Securities Trader and Securities Trader Principal Registration Categories

Details

Resources