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Regulatory Release

Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP

Details

Rule Type

Notice

Release Number

34-72956

SEC Issue Date

Sept. 2, 2014 | 2:55 pm ET

Federal Register Publish Date

Sept. 8, 2014 | 11:45 pm ET

Document Citation

79 FR 53236

Resources

Rel. No. 34-72956

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP

Details

Resources