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Regulatory Release

Notice of Filing of Proposed Rule Change Relating to the NFA Interpretive Notice Entitled "NFA Compliance Rule 2-9: Enhanced Supervisory Requirements"

Details

Rule Type

Notice

Release Number

34-72514

SEC Issue Date

July 2, 2014 | 3:16 pm ET

Federal Register Publish Date

July 9, 2014 | 12:22 am ET

Document Citation

79 FR 39046

Resources

34-72514

Federal Register Version

SRO Organization

National Futures Association

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to the NFA Interpretive Notice Entitled "NFA Compliance Rule 2-9: Enhanced Supervisory Requirements"

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Relating to the NFA Interpretive Notice Entitled "NFA Compliance Rule 2-9: Enhanced Supervisory Requirements"

Details

Resources