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Regulatory Release

Order Granting Approval of Proposed Rule Change Amending Supplementary Material .20 to NYSE Rule 103 Setting Forth Net Liquid Assets Requirements for Member Organizations That Operate as Designated Market Maker Units

Details

Rule Type

Order

Release Number

34-71620

SEC Issue Date

Feb. 27, 2014 | 2:03 pm ET

Federal Register Publish Date

March 5, 2014 | 11:59 pm ET

Document Citation

79 FR 12554

Resources

Rel. No. 34-71620

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of Proposed Rule Change Amending Supplementary Material .20 to NYSE Rule 103 Setting Forth Net Liquid Assets Requirements for Member Organizations That Operate as Designated Market Maker Units

Details

Resources

More in this Section

Order Granting Approval of Proposed Rule Change Amending Supplementary Material .20 to NYSE Rule 103 Setting Forth Net Liquid Assets Requirements for Member Organizations That Operate as Designated Market Maker Units

Details

Resources