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Notice Rule

Notice of Filing and Order of Accelerated Approval of Proposed Rule Change To Amend the Depository Trust Company Settlement Service Guide To Lower the Amount of the Maximum Net Debit Cap for an Affiliated Family of Participants and Make Other Related Changes

Registered Clearing Agencies, The Depository Trust Company (DTC)

Last Reviewed or Updated: Feb. 6, 2014

Resources

Notice Rule: SEC Issued Version (pdf 63.56 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 5, 2014

File Number

SR-DTC-2014-01

Rule Type

Notice

Release Number

34-71499

SEC Issue Date

Feb. 6, 2014

Federal Register Publish Date

Feb. 12, 2014

Document Citation

79 FR 8527

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order of Accelerated Approval of Proposed Rule Change To Amend the Depository Trust Company Settlement Service Guide To Lower the Amount of the Maximum Net Debit Cap for an Affiliated Family of Participants and Make Other Related Changes

Resources

Details

More in this Section

Notice of Filing and Order of Accelerated Approval of Proposed Rule Change To Amend the Depository Trust Company Settlement Service Guide To Lower the Amount of the Maximum Net Debit Cap for an Affiliated Family of Participants and Make Other Related Changes

Resources

Details