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Regulatory Release

Order Approving a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Details

Rule Type

Order

Release Number

34-70568

SEC Issue Date

Sept. 30, 2013 | 2:59 pm ET

Federal Register Publish Date

Oct. 22, 2013 | 11:52 pm ET

Document Citation

78 FR 62884

Resources

Rel. No. 34-70568

Federal Register Version

SRO Organization

Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Details

Resources

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Order Approving a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Details

Resources