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Regulatory Release

Notice of Filing of Proposed Rule Change To Clarify the Classification and Reporting of Certain Securities to FINRA

Details

Rule Type

Notice

Release Number

34-70482

SEC Issue Date

Sept. 24, 2013 | 2:50 pm ET

Federal Register Publish Date

Sept. 30, 2013 | 11:34 pm ET

Document Citation

78 FR 59995

Resources

Rel. No. 34-70482

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Clarify the Classification and Reporting of Certain Securities to FINRA

Details

Resources

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Notice of Filing of Proposed Rule Change To Clarify the Classification and Reporting of Certain Securities to FINRA

Details

Resources