Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Clarify the Classification and Reporting of Certain Securities to FINRA

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Sean Davy, Managing Director, Capital Markets, SIFMA, New York, New York
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
Public Comment Sean Davy, Managing Director, Capital Markets, SIFMA, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2013-039
Release Number
34-70482
How to submit comments