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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Clarify the Classification and Reporting of Certain Securities to FINRA
(Release No. 34-70482; File No. SR-FINRA-2013-039)
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| Mar. 14, 2014 | Sean Davy, Managing Director, Capital Markets, SIFMA, New York, New York |
| Oct. 31, 2013 | Manisha Kimmel, Executive Director, Financial Information Forum |
| Oct. 21, 2013 | Sean Davy, Managing Director, Capital Markets, SIFMA, New York, New York |
http://www.sec.gov/comments/sr-finra-2013-039/finra2013039.shtml
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