Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing of a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Details

Rule Type

Notice

Release Number

34-70158

SEC Issue Date

Aug. 12, 2013 | 2:59 pm ET

Federal Register Publish Date

Aug. 16, 2013 | 11:52 pm ET

Document Citation

78 FR 50126

Resources

Rel. No. 34-70158

Federal Register Version

SRO Organization

Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision

Details

Resources