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Exemptive Rule

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, the VelocityShares Tail Risk Hedged Large Cap ETF, and the VelocityShares Volatility Hedged Large Cap ETF

Last Reviewed or Updated: June 21, 2013

Resources

Exemptive Rule: SEC Issued Version (pdf 45.64 KB)

Exemptive Rule: Federal Register Version

Incoming Letter

Details

File Number

TP-13-03

Rule Type

Exemptive

Release Number

34-69831

SEC Issue Date

June 21, 2013

Federal Register Publish Date

June 27, 2013

Document Citation

78 FR 38741

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, the VelocityShares Tail Risk Hedged Large Cap ETF, and the VelocityShares Volatility Hedged Large Cap ETF

Resources

Details

More in this Section

Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, the VelocityShares Tail Risk Hedged Large Cap ETF, and the VelocityShares Volatility Hedged Large Cap ETF

Resources

Details