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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending NSX Rule 15.5 To Comply With the Requirements of Exchange Act Rule 10C-1

Details

Rule Type

Notice

Release Number

34-68039

SEC Issue Date

Oct. 11, 2012 | 3:16 pm ET

Federal Register Publish Date

Oct. 17, 2012 | 12:22 am ET

Document Citation

77 FR 63914

Resources

Rel. No. 34-68039

Federal Register Version

SRO Organization

National Stock Exchange (NSX)

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending NSX Rule 15.5 To Comply With the Requirements of Exchange Act Rule 10C-1

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending NSX Rule 15.5 To Comply With the Requirements of Exchange Act Rule 10C-1

Details

Resources