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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

Details

Rule Type

Notice

Release Number

34-67967

SEC Issue Date

Oct. 2, 2012 | 2:59 pm ET

Federal Register Publish Date

Oct. 9, 2012 | 11:52 pm ET

Document Citation

77 FR 61458

Resources

34-67967

Federal Register Version

SRO Organization

Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan

Details

Resources