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Regulatory Release

Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Details

Rule Type

Notice

Release Number

34-66819

SEC Issue Date

April 17, 2012 | 2:50 pm ET

Federal Register Publish Date

April 20, 2012 | 11:34 pm ET

Document Citation

77 FR 23770

Resources

Rel. No. 34-66819

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Details

Resources

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Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

Details

Resources