Comments on FINRA Rulemaking: Notice of Filing of Proposed Rule Change to Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)

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Date Received
Date Letter Type Release Number Commenter Name
Staff Study 34-65568 Memorandum from the Division of Economic and Risk Analysis
Public Comment 34-66819 FINRA
Public Comment 34-66819 Brant K. Brown, Associate General Counsel, FINRA
Staff Study 34-65568 Memorandum from the Division of Risk, Strategy and Financial Innovation
Public Comment 34-66819 Daniel Zinn, General Counsel, OTC Markets Group Inc.
Public Comment 34-66819 Michael T. Corrao, Managing Director, Knight Capital Group, Inc.
Public Comment 34-65568 Daniel Zinn, General Counsel, OTC Markets Group Inc.
Public Comment 34-65568 Michael T. Corrao, Managing Director, Knight Capital Group, Inc.
Public Comment 34-65568 Daniel Zinn, General Counsel, OTC Markets Group Inc.
Public Comment 34-65568 Stephanie M. Dumont, Senior Vice President and Director of Capital Markets Policy, Financial Industry Regulatory Authority, Washington, District of Columbia
Public Comment 34-65568 Marc Menchel, FINRA
Public Comment 34-65568 R. Cromwell Coulson, President & CEO, OTC Markets
Public Comment 34-65568 Michael T. Corrao, Managing Director, Knight Capital Group, Inc.
Public Comment 34-65568 Daniel Zinn, General Counsel, OTC Markets Group Inc.
Public Comment 34-65568 Naphtali M. Hamlet, Seattle, Washington
Public Comment 34-65568 Suzanne H. Shatto, Seattle, Washington

Last Reviewed or Updated: Jan. 8, 2026

File Number
SR-FINRA-2011-058
Release Number
34-66819
34-65568
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