Regulatory Release

Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons

Details

Rule Type
Notice
Release Number
34-66733
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 21603

Resources

34-66733
Federal Register Version
SRO Organization
Nasdaq BX, Inc. (BX)

Last Reviewed or Updated: July 19, 2023