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Regulatory Release

Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes

Details

Rule Type

Order

Release Number

34-66709

SEC Issue Date

April 2, 2012 | 3:03 pm ET

Federal Register Publish Date

April 6, 2012 | 11:58 pm ET

Document Citation

77 FR 20870

Resources

Rel. No. 34-66709

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes

Details

Resources

More in this Section

Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes

Details

Resources