Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice on the Duties of Dealers That Use the Services of Broker's Brokers

Details

Rule Type

Notice

Release Number

34-66625

SEC Issue Date

March 20, 2012 | 2:55 pm ET

Federal Register Publish Date

March 26, 2012 | 11:44 pm ET

Document Citation

77 FR 17548

Resources

Rel. No. 34-66625

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice on the Duties of Dealers That Use the Services of Broker's Brokers

Details

Resources

More in this Section

Notice on the Duties of Dealers That Use the Services of Broker's Brokers

Details

Resources