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Regulatory Release

Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"

Details

Rule Type

Notice

Release Number

34-66421

SEC Issue Date

Feb. 17, 2012 | 2:03 pm ET

Federal Register Publish Date

Feb. 24, 2012 | 11:58 pm ET

Document Citation

77 FR 11181

Resources

Rel. No. 34-66421

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A"

Details

Resources