Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange

Details

Rule Type

Notice

Release Number

34-66177

SEC Issue Date

Jan. 18, 2012 | 2:14 pm ET

Federal Register Publish Date

Jan. 24, 2012 | 12:19 am ET

Document Citation

77 FR 3527

Resources

Rel. No. 34-66177

Federal Register Version

SRO Organization

Chicago Stock Exchange, Inc. (CHX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Add to and Amend Its Rules Regarding the Obligations of Institutional Brokers Registered With the Exchange

Details

Resources