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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Oct. 17, 2011

Resources

Notice Rule: SEC Issued Version (pdf 57.28 KB)

Notice Rule: Federal Register Version

Text of Proposed Rule Change

Details

Public Comments Due

Nov. 14, 2011

File Number

SR-FINRA-2011-060

Rule Type

Notice

Release Number

34-65580

SEC Issue Date

Oct. 17, 2011

Federal Register Publish Date

Oct. 21, 2011

Document Citation

76 FR 65546

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)

Public Comments

Resources

Details