Comments on FINRA Rulemaking

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)

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Date Received
Date Letter Type Commenter Name
Public Comment David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-060
Release Number
34-65580
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