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Regulatory Release

Order Approving Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products

Details

Rule Type

Order

Release Number

34-64196

SEC Issue Date

April 6, 2011 | 3:01 pm ET

Federal Register Publish Date

April 12, 2011 | 11:55 pm ET

Document Citation

76 FR 20425

Resources

Rel. No. 34-64196

Federal Register Version

SRO Organization

National Securities Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products

Details

Resources

More in this Section

Order Approving Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products

Details

Resources