Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding NFA Compliance Rule 2-9: Enhanced Supervisory Requirements

Details

Rule Type

Notice

Release Number

34-63602

SEC Issue Date

Dec. 22, 2010 | 2:16 pm ET

Federal Register Publish Date

Jan. 3, 2011 | 12:22 am ET

Document Citation

76 FR 202

Resources

34-63602

Federal Register Version

SRO Organization

National Futures Association

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding NFA Compliance Rule 2-9: Enhanced Supervisory Requirements

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding NFA Compliance Rule 2-9: Enhanced Supervisory Requirements

Details

Resources