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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services

Details

Rule Type

Notice

Release Number

34-61620

SEC Issue Date

March 1, 2010 | 1:48 pm ET

Federal Register Publish Date

March 8, 2010 | 11:30 pm ET

Document Citation

75 FR 10539

Resources

34-61620

Federal Register Version

SRO Organization

The Depository Trust Company (DTC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services

Details

Resources