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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of "Market Maker" and "Market Maker Authorized Trader"

Details

Rule Type

Notice

Release Number

34-58644

SEC Issue Date

Sept. 25, 2008 | 3:22 pm ET

Federal Register Publish Date

Oct. 1, 2008 | 12:32 am ET

Document Citation

73 FR 57172

Resources

34-58644

Federal Register Version

SRO Organization

BATS Exchange (BATS)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of "Market Maker" and "Market Maker Authorized Trader"

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of "Market Maker" and "Market Maker Authorized Trader"

Details

Resources