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Regulatory Release

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders

Details

Rule Type

Notice

Release Number

34-57923

SEC Issue Date

June 4, 2008 | 3:12 pm ET

Federal Register Publish Date

June 12, 2008 | 12:15 am ET

Document Citation

73 FR 33479

Resources

Rel. No. 34-57923

Federal Register Version

SRO Organization

Nasdaq PHLX LLC (Phlx)

NASDAQ OMX PHLX

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders

Details

Resources

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Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption From Examination Requirements for Off-Floor Traders

Details

Resources